Distribution Compliance Senior Supervisor

Việc làm đã hết hạn

Job Description

Job Purpose: Handles & investigates all violations of Sales force (SF) in assigned regions to protect benefits of customer as well as company; to prevent and minimize the fraud risk of SF; to educate the SF on codes of conduct, rules, regulations and Company guidelines.


  • Effectively handle all violation cases of SF in assigned regions.
  • Monitor the SF to comply with the codes of conduct, rules, regulations and Company guidelines.
  • Educate and keep SF informed in compliance with the codes of conduct, rules, regulations and Company guidelines.
  • Work with local Police to handle the serious violations of SF

Key responsibilities

  • Investigate all violations of SF on time (meet the TAT) and comply with regulations & processes.
  • Propose disciplinary actions on SF who has breached the code of conducts rules, regulations and Company guidelines (corrective actions).
  • Support DC Leaders in conducting DC road shows, sharing…etc .
  • Suggest ideas to improve the procedures, processes, guidelines which relate to handling SF violations
  • Support DC Leaders in conducting preventive actions: spot checks on SF’s activities…etc
  • Others: to be assigned by the Line manager or Company’s management (if any)

Job Requirements


  • Bachelor’s degree in Law/Economics/Finance/Banking.
  • Lawyer is preferred.


  • 2 – 3 year experiences in Compliance/law/legal or relevant field.
  • Life insurance is preferred.

Knowledge and skill set:

  • Investigation skill
  • Interview skill
  • Good problems analysis & solving.
  • Time management
  • Good communication, negotiation and presentation skills.
  • Proactive, hard-working & integrity.
  • Good in English writing.
  • Good computer skill (Excel, Word and Power Point).

Job’s attributes:

  • To ensure timeliness and quality of work done.

Cảm ơn bạn đã đăng ký, hệ thống sẽ gởi email thường xuyên cho bạn.

Tự tin chiến thắng
mọi cuộc phỏng vấn!

Thư viện câu hỏi phỏng vấn đa dạng với nội dung được góp ý bởi các chuyên gia nhân sự hàng đầu.


Gửi video trả lời phỏng vấn của bạn để nhận được những lời khuyên hữu ích
từ chuyên gia.

Hãy cài đặt ứng dụng ngay hôm nay!